Lesson 5 of 10
The second standard, integrity, has two sub-parts:
A. Material Non-public Information
The Members and Candidates who possess material nonpublic information that could affect the value of an investment must not act or cause others to act on the information.
B. Market Manipulation
The Members and Candidates must not engage in practices that distort prices or artificially inflate trading volume with the intent to mislead market participants.