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Standard II – Integrity of Capital Markets

The second standard, integrity, has two sub-parts:

A. Material Non-public Information

The Members and Candidates who possess material nonpublic information that could affect the value of an investment must not act or cause others to act on the information.

B. Market Manipulation

The Members and Candidates must not engage in practices that distort prices or artificially inflate trading volume with the intent to mislead market participants.

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Standard I - Professionalism (Standards of Professional Conduct)

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Standard III – Duties of Clients

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01
CFA Institute Professional Conduct Program
02
Six Components of the Code of Ethics
03
Seven Standards of Professional Conduct
04
Standard I - Professionalism (Standards of Professional Conduct)
05
Standard II – Integrity of Capital Markets
06
Standard III – Duties of Clients
07
Standard IV – Duties to Employers
08
Standard V – Investment Analysis, Recommendations, and Actions
09
Standard VI – Conflicts of Interest
10
Standard VII – Responsibilities of a CFA Institute Member or CFA Candidate

Topics

Investment Management

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Code of Ethics and Standards of Professional Conduct

Study Notes for CFA Level I - Code of Ethics and Standards of Professional Conduct

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