Six Components of the Code of Ethics

The code of ethics must be followed by both the members of CFA Institute and the candidates seeking the CFA designation.

  1. Act with integrity and in an ethical manner
  2. Place the profession and interest of clients over personal interest.
  3. Conduct all professional activities (such as investment analysis, recommendations, etc) with reasonable care and independent judgement.
  4. Work in a professional manner and encourage others to do so.
  5. Promote the integrity of capital markets and support the rules governing the markets
  6. Maintain and improve professional competence

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