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Code of Ethics and Standards of Professional Conduct
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Code of Ethics and Standards of Professional Conduct

This reading covers the Code of Ethics and Standards of Professional Conduct material of the CFA Level I exam.

Course Syllabus

01

CFA Institute Professional Conduct Program

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02

Six Components of the Code of Ethics

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03

Seven Standards of Professional Conduct

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04

Standard I - Professionalism (Standards of Professional Conduct)

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05

Standard II – Integrity of Capital Markets

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06

Standard III – Duties of Clients

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07

Standard IV – Duties to Employers

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08

Standard V – Investment Analysis, Recommendations, and Actions

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09

Standard VI – Conflicts of Interest

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10

Standard VII – Responsibilities of a CFA Institute Member or CFA Candidate

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What's Included:

eBook in PDF format
All code files used in the book
All data files used in the book
All related book resources

Topics Covered

Investment Management