The Code of Ethics – Short Version of the Six Components

  1. Act with integrity.
  2. Place the profession and client interests above personal interests.
  3. Use reasonable care and independent judgment when engaging in professional activities.
  4. Practice in a professional and ethical manner and encourage others to do the same.
  5. Promote integrity in capital markets.
  6. Maintain and improve professional competence.

It is not recommended to overly focus on the Code for this subject but candidates should have general knowledge of the six components.