The Code of Ethics – Short Version of the Six Components
- Act with integrity.
- Place the profession and client interests above personal interests.
- Use reasonable care and independent judgment when engaging in professional activities.
- Practice in a professional and ethical manner and encourage others to do the same.
- Promote integrity in capital markets.
- Maintain and improve professional competence.
It is not recommended to overly focus on the Code for this subject but candidates should have general knowledge of the six components.
