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Code of Ethics and Standards of Professional Conduct

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Course Syllabus

01

Six Components of Code of Ethics

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02

CFA Seven Standards of Professional Conduct

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03

Standard I - Professionalism (Standards of Professional Conduct)

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04

Standard II – Integrity of Capital Markets

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05

Standard III – Duties of Clients

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06

Standard IV – Duties to Employers

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07

Standard V – Investment Analysis, Recommendations, and Actions

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08

Standard VI – Conflicts of Interest

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09

Standard VII - Responsibilities of a CFA Institute Member or CFA Candidate

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What's Included:

eBook in PDF format
All code files used in the book
All data files used in the book
All related book resources

Topics Covered

Investment Management