Code of Ethics and Standards of Professional Conduct

Lessons

Six Components of Code of Ethics

CFA Seven Standards of Professional Conduct

Standard I – Professionalism (Standards of Professional Conduct)

Standard II – Integrity of Capital Markets

Standard III – Duties of Clients

Standard IV – Duties to Employers

Standard V – Investment Analysis, Recommendations, and Actions

Standard VI – Conflicts of Interest

Standard VII – Responsibilities of a CFA Institute Member or CFA Candidate