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Reading 2- Code of Ethics and Standards of Professional Conduct

CFA® Exam Level 1

Course Content

CFA Institute Professional Conduct Program
Six Components of the Code of Ethics
Seven Standards of Professional Conduct
Standard I – Professionalism (Standards of Professional Conduct)
Standard II – Integrity of Capital Markets
Standard III – Duties of Clients
Standard IV – Duties to Employers
Standard V – Investment Analysis, Recommendations, and Actions
Standard VI – Conflicts of Interest
Standard VII – Responsibilities of a CFA Institute Member or CFA Candidate

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In this Course

Course Home
CFA Institute Professional Conduct Program
Six Components of the Code of Ethics
Seven Standards of Professional Conduct
Standard I – Professionalism (Standards of Professional Conduct)
Standard II – Integrity of Capital Markets
Standard III – Duties of Clients
Standard IV – Duties to Employers
Standard V – Investment Analysis, Recommendations, and Actions
Standard VI – Conflicts of Interest
Standard VII – Responsibilities of a CFA Institute Member or CFA Candidate

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