Topic: Regulations and Compliance

Introduction to Dodd-Frank Act

The Dodd-Frank Act is part of President Obama’s intent to re haul the financial institution framework in America. The Act aims at improving transparency and accountability in the American financial system. This act is an outcome of introspection and analysis post the...

Introduction to MiFID

Markets in Financial Instruments Directive (MiFID) is an EU directive that will replace the existing Investment Services Directive (ISD), that is, Directive 93/22/EEC. It aims to create an integrated structure for a pan-European market for investment products. In...

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